
Dr. John Levy
John Levy Consulting LLC
P.O. Box 1419
Point Reyes Station CA, 94956
US
Ph.D.- Computer Science, Stanford University.; over 30 years in computer systems, software, input/output, and hard disk; experience with Intel, Microsoft and many others; neutral advisor to two federal judges.
SUMMARY OF EXPERIENCE:
Dr. Levy is a technical leader in the computer, software and hard disk industry with over thirty years experience; Ph.D. in Computer Science from Stanford University.
Areas of expertise include:
- Bus design – system bus - local area network – LAN – bus bridge
- Standards - ATA – ATAPI – IDE - 1394 FireWire I-Link - SCSI - Futurebus
- Computer design – CPU – multiprocessor – I/O controller – input/output
- Memory design – memory controller – cache – Flash memory – RAM, ROM
- Hard disk – RAID – storage network – SAN – NAS
- Internet protocol – http – cookies – web server
- Software - firmware - embedded systems
- Operating system - file system – file server – file access protocol
- Simulation - performance - benchmark
Inventor on seven patents and author of a book and several published technical papers.
An expert in over 40 cases, testified in deposition and at trial; technical advisor to two Federal District Court judges.
Summary of Expert Witness Experience:
- Engaged as an expert in over 47 cases
- Testimony at trial or arbitration in 5 cases
- Testimony at Markman or tutorial in 4 cases
- Deposition in 13 cases
- Expert report or declaration in 21 cases
- Expert (neutral) advisor to Court in 3 cases
PROFESSIONAL EXPERIENCE:
1999 to Present & 1982 to 1992
John Levy Consulting
Management Consultant
- Management of engineering of computers, software and storage devices.
- General business consulting for small firms, both for-profit and nonprofit.
- Expert witness in intellectual property and contract dispute cases.
1993 to 1998
Quantum Corporation
Director, Systems Engineering
- Hired and managed an engineering organization of 27 people;
- Made Quantum a leader in hard disk interface technology - ATA/33, /66, SCSI-160M;
- Developed software/hardware tools for firmware & system validation;
- Led disk drive performance enhancements in caching, system performance modeling & simulation, Windows 98/NT software drivers.
1979 to 1982
Apple Computer, Inc.
Engineering Supervisor
- Hardware & firmware development of local area network, Lisa development team;
- Design of hardware/firmware interpreter for Pascal p-machine.
1977 to 1979
Tandem Computer, Inc.
Senior Engineer
- Advanced development of next-generation multi-processor systems;
- Work on rollback-recovery in distributed databases.
1972 to 1977
Digital Equipment Corp.
Consulting Engineer
- Development of computer hardware & operating system software; I/O subsystems development; bus design for high-speed I/O channels and for minicomputer systems.
EDUCATION:
- Ph.D., Computer Science, Stanford University, 1973
- M.S., Electrical Engineering, California Institute of Technology, 1966
- B. Engineering Physics, Cornell University, 1965
PUBLICATIONS:
- Get Out of the Way: How to Manage Development of Timely, Innovative and Relevant Products, Cupertino, CA: Happy About Publishing, May, 2010
- If Extreme Programming is Good Management, What Were We Doing Before? EDN Magazine, November 13, 2003.
- Twelve Things to Ask Your Software Development Team, ComputerWorld Online, September 22, 2003.
- A File Structure for Non-Erasable Media, with Wayne Wang, Ninth IEEE Symposium on Mass Storage Systems, pp. 72-76, 1988. also published as “An Operating System-Independent WORM File System” in Software for Optical Storage, Meckler Corp., 1989, pp. 23-54
- Small Image Retrieval System, with Wayne Wang, Ricoh Technical Report No. 16, pp. 93-95, 1987.
- Buses, the Backbone of Computer Structures, chapter 11 of Computer Engineering, ed. by Bell et al., Digital Press, 1978.
- Computing with Multiple Microprocessors, (Ph.D. Thesis) Stanford Linear Accelerator Center Report No. 161, 1973
U.S. PATENTS:
4,245,303
- 1981
- Memory for Data Processing System with Command and Data Buffering
4,229,791
- 1980
- Distributed Arbitration Circuitry for Data Processing System
4,232,366
- 1980
- Bus for a Data Processing System with Overlapped Sequences
4,045,781
- 1977
- Memory Module with Selectable Byte Addressing for Digital Data Processing System
4,007,448
- 1977
- Drive for Connection to Multiple Controllers in a Digital Data Secondary Storage Facility
3,999,163
- 1976
- Secondary Storage Facility for Data Processing Systems
3,911,400
- 1975
- Drive Condition Detecting Circuit for Secondary Storage Facilities in Data Processing Systems
PROFESSIONAL AFFILIATIONS & AWARDS:
- Association for Computing Machinery
- Institute of Electrical and Electronics Engineers
- Computer Society – National Lecturer on bus design
- Technology Management Council
- Forensic Expert Witness Association
UNIVERSITY-LEVEL TEACHING:
University of San Francisco, From Institute for Lifelong Learning
- 2012, 2010, 2008, 2006 The Digital Revolution in the Home
- 2011, 2009, 2007, 2005 Computers - the Inside Story
- 2006 High Tech Business in the Era of Globalization
San Francisco State University
- 1980-81 Computer Input/Output Architecture
LITIGATION SUPPORT EXPERIENCE:
2011-2012:
CSR v. Freescale 3:12-cv-02619-RS NDist CA
- Patents related to serial interface
- Role: expert for Plaintiff CSR
- Status: in discovery
- DLA Piper – Palo Alto & San Francisco
- Timothy Lohse 650 833-2055
Mediatek v. Freescale 4:11-cv-05341-YGR NDist CA
- Patents related to bus priority and transfers
- Role: expert for Plaintiff Mediatek
- Status: in discovery
- Wilmer Cutler Pickering Hale and Dorr – Palo Alto & New York
- Adele Frankel 212 937 7273
Avid v. Harmonic 1:99-0999 Dist Delaware
- Patent related to streams of data between storage units
- Role: expert for Defendant Harmonic
- Status: in discovery
- Wilson Sonsini Goodrich & Rosati – San Francisco
- Robin Brewer 415 947-2000
Robocast v. Microsoft 1:10-cv-01055 Dist. Delaware
- Patent related to automated browsing system
- Role: expert for Defendant Microsoft
- Status: in discovery
- Fish & Richardson – Boston
- Sivananda Reddy 617 521-7085
Summit Data Systems v. EMC & NetApp 1:10-cv-00749-GMS Dist Del
- Patents related to file access over multiple network connections
- Role: expert for Plaintiff Summit Data Systems, expert report
- Status: expert report completed
- Morris, Manning & Martin LLP – Atlanta
- Bryan Harrison 404 504-7619
Tropicana Las Vegas v. Weseri et al. Clark County, NV, Case no. A618625
- Breach of contract dispute related to in-room television services
- Role: expert for Plaintiff Tropicana Las Vegas, expert report
- Status: expert report completed
- Glaser Weil Fink Jacobs Howard Avchen & Shapiro LLP – Los Angeles
- Brad Parr 310 282-6241
Advanced Processor Technologies v. Analog Devices et al. 2:11-cv-00019-JRG EDistTX
- Patents related to instruction cache, translation lookaside buffers, virtual pages
- Role: expert for co-defendant Marvell
- Status: pending
- Fish & Richardson P.C., Redwood City, CA
- Jerry Yen 650 839-5012
- Joseph Colaianni, Jr. 202 626-6434
Mentor Graphics v. EVE-USA 3:10 CV 10-954 HU Dist. Ore
- Patent related to circuit design emulation
- Role: expert for defendant EVE
- Status: pending
- Cooley LLP, Palo Alto
- Ricardo Rodriguez 650 843-5000
Inter Partes Reexamination of US Patent 6,993,661, Reexam control no. 95/000.543
- [see related litigation below: Garfinkle v. Decru and Network Appliance 5:07cv19]
- Patent related to sanitizing disk storage units
- Role: expert for patentee Garfinkle; expert declaration in reexam
- Fortkort & Houston, P.C., Austin, TX
- Michael Fortkort 703 435-9390
MonkeyMedia v. Apple, 1:10-cv-00319
MonkeyMedia v. Buena Vista et al. 1:10-CV-00533
- Patents related to user interfaces with salience controls; seamlessly expanding;
- Role: expert for plaintiff MonkeyMedia; Expert report, deposition & testimony in Markman
- Status: awaiting reexam
- Graves Dougherty Hearon & Moody, Austin
- Steven Smit 512 480-5653
Crossroads Systems v. 3PAR et al. 1:10-cv-652-SS
Crossroads Systems v. Infortrend Corp. et al. 1:10-cv-104-SS
- Patents related to virtual local storage
- Role: expert for plaintiff Crossroads Systems; expert report for Markman
- Status: Settled
- Sprinkle IP Law Group, Austin
- Steven Sprinkle 512 637-9221
- Elizabeth Brown Fore 512 637-9220
- John Adair 512 637-9223
In the matter of certain USB portable storage devices, ITC 337-TA-788
- Patents related to encryption in flash drives
- Role: expert for Respondent Imation; Expert Reports, deposition
- Status: complaint withdrawn after expert report & deposition
- Dorsey & Whitney, New York & Minneapolis
- Paul Ackerman 212 415-9372
- John Levy, Ph.D. 415 663-1818 Litigation Support Experience December 13, 2012
In the matter of certain DRAM and NAND flash memory devices ITC 337-TA- 803
- Patents related to memory chip design
- Role: expert for Complainant Intellectual Ventures; Expert Report, deposition, testimony in Markman
- Status: my role as expert carried only through Markman hearing
- Irell & Manella, Los Angeles
- Brian Ledahl 310-203-7927
Enova v. Initio et al. 10-004-LPS Dist Del
- Patents related to disk data encryption
- Role: expert for defendants including Western Digital
- Status: case taken over by K&L Gates
- Connolly Bove Lodge & Hutz, Los Angeles
- Manuel Nelson 213 787-2515
Garfinkle v. Decru and Network Appliance 5:07cv19
- Patent related to sanitizing disk storage units
- Role: expert for plaintiff Garfinkle; expert declaration
- Status: patent reexamination pending
- Bernstein Litowitz Berger & Grossman, New York
- Joshua Raskin 212 554-1590
Convolve v. Dell et al. 2:08-cv-244 E Dist TX
- Patents related to hard disk drive management
- Role: expert for co-defendant Western Digital; trial testimony, expert report; deposition
- Status: trial complete, jury awarded minimal damages
- Irell & Manella, Los Angeles
- Garland Kelley 310 203-7968
- Richard Birnholz 310 203-7052
Xpoint Technologies v. Intel et al. 09-CV-0026 SLR
- Patents related to backup & recovery in computers
- Role: expert for plaintiff Xpoint Technologies - expert report on infringement
- Status: settled
- Bernstein Litowitz Berger & Grossman, New York
- Chad Johnson 212 554-1396
- Sughrue Mion, Washington, DC
- John Rabena 202 663-7472
- Kelly Hyndman 202 663-7404
Lenovo v. Shuttle, 5:08-CV-3454 JF
- Patents related to BIOS and power management
- Role: expert for defendant Shuttle
- Status: settled
- Sidley Austin, Palo Alto
- Robert Morrill 650 565-7010
- Peter Kang 650 565-7006
2009-2010:
Mirror Worlds v. Apple 6:08-CV-88 LED
- Patents related to stream-based information management
- Role: expert for plaintiff Mirror Worlds; trial testimony, expert report, deposition
- Status: jury award overruled by JMOL; validity affirmed; CAFC affirmed JMOL
- Stroock & Stroock & Lavan, New York
- Joseph Diamante 212 806-5472
- Ken Stein 212 806-5491
- Ireland Carroll & Kelley, Tyler, TX
- Otis Carroll 903 561-1600
Watson v. Raytheon 37-2008-00084769-CU-OE-CTL
- Class action related to wage & hour laws for software engineers
- Role: expert for defendant Raytheon; expert declaration
- Status: settled
- DLA Piper, San Diego
- John Fitzsimmons 619 699-2972
- Rick Storms 619 699 3526
2008-2009:
Convolve v. Compaq 00 Civ. 5141 (JSM)
- Patents and trade secrets related to hard disk drive management
- Role: testifying expert for defendant Compaq (HP); expert report; deposition
- Status: MSJ filed
- Bartlit Beck Herman, Chicago
- Chris Landgraff 312 494-4477
- Brian O’Donoghue 312 494-4402
Network Appliance v. Sun Microsystems 3:07-cv-06053-EDL
- Patents related to storage networks
- Role: expert for defendant Sun Microsystems; testimony at tutorial and Markman hearing
- Status: settled
- DLA Piper, Washington, DC & Reston, VA
- Clayton Thompson 703 773-4143
CCCC v. Intel, C 05-01766 RMW (HRL)
- Patent related to cache coherency in multiple-bus systems
- Role: expert for defendant Intel, expert report for claim construction, testimony at tutorials
- Status: MSJ granted with respect to non-infringement
- Morrison & Foerster, San Francisco, Palo Alto & Los Angeles
- Jim Bennett 415 268-7169
- Karl Kramer 650 813-5775
- Hector Gallegos 213 892-5255
Chamberlain v. Overhead Door 08-CV-3806
- Patent related to garage door operator
- Role: expert for defendant Overhead Door; expert report & deposition
- Status: settled;
- Latham & Watkins, Chicago
- Ken Schuler 312 876-7700
- Kevin May 312 876-7677
OPTi v. AMD et al. 2:07-cv-278 TJW
- Patents related to low-pin-count bus for PC
- Role: consulting expert for defendant AMD
- Status: pending
- Ropes & Gray, Palo Alto
- Gabrielle Higgins 650 617-4015
PC Doctor v. Ultra-X, CV06-1729 (GAF)
- Patent related to USB bus testers
- Role: expert for defendant Ultra-X
- Status: settled
- Tingley Piontkowski, San Jose
- Bruce Piontkowski 408 283-7000
McCabe v. Dell CV06-7811 GAF
Carideo v. Dell C06-1772 JLR
- Class actions related to putative PC failures
- Role: consulting expert for defendant Dell
- Status: unknown
- Reeves & Brightwell, Austin, TX
- Kim Brightwell 512 334-4502
Ecompare v. Priceline.com C07-00236 JW
- Trade secrets related to software technology
- Role: expert for defendant Priceline.com; expert declaration
- Status: settled
- Sedgwick Detert Moran & Arnold, Los Angeles
- James Nelson 213 615-8084
ProMOS Technologies v. Freescale Semiconductor C06-788 (JJF)
- Patents related to cache memories
- Role: consulting expert on invalidity for defendant Freescale
- Status: settled
- Jones Day, Cleveland, OH
- F. Drexel Feeling 216 586-7199
Griffin v. Dell Canada 06-CV-309738 CP
- Class action related to putative computer failures
- Role: expert for defendant Dell Canada; expert declaration, deposition; inspection of units
- Status: pending
- Gowling Lafleur Henderson, Toronto
- Malcolm Ruby 416 862-4314
Hitachi Global Storage Technologies v. Samsung Electronics 9:06-cv-276 RHC
- Patents related to hard disk design
- Role: expert for plaintiff HGST; expert declaration for claim construction
- Status: settled
- McDermott, Will & Emery, Washington, DC
- Michael Connelly 202 756-8037
2006 - 2007:
Pub Util Dist No. 1 of Snohomish County, WA v. Black & Veatch Construction
- J A M S Arbitration no. 1160015776
- Contract dispute related to design and installation of hardware and software
- Role: testimony and expert report for respondent Black & Veatch
- Status: arbitration ruling issued
- Husch & Eppenberger, Kansas City
- Leonard Wagner 816 283-4634
- John Power 816 283-4651
EchoStar v. TiVo, 5:05-cv-81-DF-CMC
- Patents related to video stream storage
- Role: expert for plaintiff EchoStar
- Status: patent re-exam pending
- Morrison & Foerster, Palo Alto
- Marc Pernick 650 813-5718
2005-2006:
Gateway v. HP, 04-cv-0613-B
- Patent related to disk drive reserve area
- Role: expert for defendant Hewlett-Packard
- Status: settled; HP received $47 million in cross-license agreement
- involving this patent and many others
- DLA Piper Rudnick Gray Cary, Palo Alto
- Brent Yamashita 650 833-2348
LG Electronics v. FIC, 2002 HC C No. 02150
- (European) patent on memory controller
- Role: expert for defendant FIC
- Status: expert report & rebuttal report completed
- NautaDutilh NV, Amsterdam, The Netherlands
- Charles Gielen Charles.Gielen@nautadutilh.com
- Maaike de Jong Maaike.deJong@nautadutilh.com
Chang v. SBC, San Francisco Superior Unlimited Action No. CGC-04-434039
- Personal injury suit on behalf of an ASIC design engineer
- Role: testifying expert for plaintiff Chang, deposition
- Status: settled
- Meisel & Krentsa, San Francisco,
- Andrew Meisel 415 788-2035
SEC matter regarding Quovadx, Inc., HO-9822
- Role: consultant related to software industry practice for beta test sites
- Status: expert declaration submitted as part of response to Wells Notice
- Wilson, Sonsini, Goodrich & Rosati, Palo Alto
- Jared Kopel 650 493-9300
[individual v. a major PC manufacturer]
- Potential class action suit related to alleged PC failures
- Role: consultant for defendant [name withheld]; testing of PC units
- Status: settled
- Morgan Lewis & Bockius, Philadelphia
- Barry McCoy 215 963-5896
Measurement Computing v. National Instruments, 03-10107REK (D. Mass)
- Patent related to industrial control computer systems
- Role: consultant for plaintiff Softwire
- Status: settled
- Cesari & McKenna, Boston
- Martin O’Donnell 617 951-3046
- Mike Reinemann 617 951-3060
Micron v. Motorola, A04-CA-007, A04-CA-390-LY
- Patent related to ATA interface
- Role: consultant for defendant Motorola
- Status: settled
- Merchant & Gould, Atlanta & Minneapolis
- George Jordan 404 954-5088
- Tom Strouse 612 336-4606
Seagate Technology v. Atmel Corp., Santa Clara County Superior Court CV809883
- Product liability related to putative EEPROM chip failures in disk drives
- Role: expert for defendant Atmel; data mining in failure analysis database; repair center inspection
- Status: settled
- Farella Braun + Martel, San Francisco, CA
- Nan Joesten 415 954-4415
- Bob Holtzapple 415 954-4939
2003-2004:
F5 Networks v. Radware, Inc., C03-688P
- Patent related to web servers, cookies, http protocol, networking
- Role: neutral expert (technical advisor to Court); tutorial for Court; attended Markman hearing
- Status: settled after Markman hearing
- U.S. District Court, Western District of Washington, Seattle
- Hon. Marsha Pechman
Matsushita Kotobuki Electronics v. Maxtor & Quantum, C03-05860 JF
- Patents and trade secrets related to hard disk manufacturing
- Role: expert for plaintiff MKE; factory visit to identify trade secrets
- Status: settled; plaintiff received cash and patent rights in settlement
- Weil, Gotshal & Manges, New York – Salvatore Romanello 212 310-8454
- Dewey Ballantine, New York – Allan Garcia 212 259-6196
LG Electronics v. FIC et al., C01-01594 CW, C01-00326 CW
- Patents on memory controller and multiprocessor cache
- Role: testifying expert for defendants FIC and Asustek
- Status: expert report & deposition completed; favorable ruling on summary judgment
- Squire, Sanders & Dempsey, Palo Alto
- Ronald LeMieux 650 843-5499 (Cooley LLP)
- Marc Sockol 650 815-2602 (Sheppard Mullin Richter & Hampton)
LG Electronics v. FIC et al., C01-01375 CW
- Patents on memory controller and multiprocessor cache
- Role: testifying expert for defendant Compal
- Status: expert report & deposition completed; favorable ruling on summary judgment
- Orrick, Herrington & Sutcliffe, Menlo Park
- Kai Tseng 650 614-7688
- Rowena Y. Young 650 614-7370
Brookhaven Typeset Services v. Adobe C01-20813-RMW
- Alleged misappropriation of software trade secrets and copyright infringement
- Role: neutral expert (technical advisor to Court); report on “meet & confer” session
- Status: pending
- U.S. District Court, Northern District of California, San Jose
- Hon. Ronald Whyte
Oak Technologies v. UMC, 97-20959 RMW, C 97-21126 RMW
- Patent on CD ROM controller chip
- Role: neutral expert (technical advisor to Court); review of proposed Markman order
- Status: pending
- U.S. District Court, Northern District of California, San Jose
- Hon. Ronald Whyte
(no cases from 1989 to 1999)
1988:
NEC v. Intel Corp, C-84-20799-WPG
- Alleged copyright infringement of on-chip microcode
- Role: consultant, extensive pre-trial preparation for plaintiff NEC
- Status: completed; NEC won on 3 of 4 points regarding copyright
- Skjerven, Morrill, McPherson, Franklin & Friel, Santa Clara, CA
- Alan McPherson
1986:
Seattle Computer Products v. Microsoft
- King County Superior Court, State of Washington 86-2-02195-7
- Contract dispute involving sale and licensing of DOS operating system
- Role: testifying expert for plaintiff Seattle Computer Products; deposition and trial testimony
- Status: settled during jury deliberation; plaintiff received settlement of $925,000
- Bogle & Gates, Seattle, WA
- J. Peter Shapiro J.P.Shapiro@comcast.net
1978:
Digital Equipment Corp v. Microcomputer Systems Corp
- Patents on peripheral controller bus
- Role: percipient witness as inventor for plaintiff Digital, deposition and trial testimony
- U.S. District Court, Northern District of California, San Francisco
- Cesari & McKenna, Boston
- Martin O’Donnell 617 951-3046
OTHER CONSULTING ENGAGEMENTS:
American Automobile Association (AAA of Northern California, Nevada & Utah)
- Consulting on business and management issues related to IT projects and Agile software development
- Mark Williams, Director, Market Capabilities - Sales & Market Development 415 565-2680
- Craig Butler, VP, eBusiness 415 241-3277
Aceurity, Inc. (semiconductor design & marketing for high-definition video consumer devices)
- Consulting on intellectual property, business partnerships, hard disk storage, general business issues
- Vijay Desai, CEO & CMO 510 673-7863
- Pankaj Patel, CTO 408 888-3441
Reactrix Systems, Inc. (designs and manufactures interactive video display systems)
- Consulting on intellectual property strategy, evaluation of patent applications and competitive technology
- Matthew Bell, Chief Scientist 650 400-6288
- Peter Bardwick, CFO 415 385-4523
Pure Digital Technologies, Inc. [later part of Cisco Consumer Products]
- (designed and manufactured the Flip digital video camera)
- Evaluation of patent applications and search for further patentable inventions;
- Consultation for VP-Engineering on product development process and engineering organization
- John Furlan, VP-Engineering jofurlan@cisco.com
- Andre Neumann-Loreck, VP-Operations/Manufacturing 415 519-3954
Veritas Software Corporation
- Independent audit of a Cisco/IBM Storage Area Network software product, to determine compliance with a Cisco/Veritas contractual agreement
- Latham & Watkins, Chicago
- David Nelson 312 876-7700
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