Dr. Carl Peters
Peters and Associates LLC
13054 Molly Drive
Conifer Colorado, 80433
Forensic economics, finance, antitrust, statistics. Corporate business practices. Securities, futures. Mutual, Hedge and Managed Futures Funds. Strong academic credentials, extensive experience.
BIO / Resume / CV:
(2005 – Present)
Company provides consulting and expert witness services in economics, antitrust, finance and statistics as well as investments using securities, futures and options.
Board of Directors (1999 – 2005), Foundation for Managed Derivatives Research,
Served on the Board of Directors of the Foundation for Managed Derivatives Research, which awards research grants to academic institutions.
Director of Research (1997 – 2004) Morgan Stanley, New York, New York
Led a team of research analysts in developing strategies and products for Morgan Stanley clients and proprietary funds.
President and CEO (1988 –1997) A.O. Management/ Abacus Trading Corporation,
Pittsburgh, Pennsylvania / Golden, Colorado
Financial CTA investment firm managing money for institutional and high net worth clients.
Professor and Holder of McKee Endowed Chair in Business and Economics (1985 – 88)
Westminster College, New Wilmington, Pennsylvania
Taught economics, business, and finance. Served on Board of Directors of the Pennsylvania Economics Association. Named Adjunct Research Associate at Columbia University for research in global financial markets.
Professor and Department Chairman (1977 –19 85) Department of Statistics,
College of Business, University of Denver, Colorado
Taught statistics, operations research and quantitative courses. Won Cecil Puckett Award for excellence in teaching. Chairman, Strategic Planning Committee. Served as a consultant and expert witness.
Manager of International Strategic Planning (1971 –1976) Weyerhaeuser Company
Assistant to the Senior VP International with emphasis on project management in Pacific Rim countries.
PhD University of California at Los Angeles (1971)
Major: Operations Research
ASF Foundation Fellowship
MS Massachusetts Institute of Technology (1967)
Kosciusko Foundation Fellowship
BS Pennsylvania State University (1965)
Publications and Presentations:
“The Performance of Defensive Investments”; 2001, Journal of Alternative Investments, Volume 4, Number 2, pp. 49-56
The Handbook of Managed Futures; 1997, Irwin Publishing ISBN 1-55738-917-9
Managed Futures – An Overview”; The Handbook of Managed Futures; 1997, Irwin Publishing
Managed Futures: Performance, Evaluation and Analysis of Commodity Funds, Pools and Accounts; 1992; Probus Publishing ISBN 1-55738-291-3
“Managed Futures – A Performance Perspective”; Managed Futures: Performance, Evaluation and Analysis of Commodity Funds, Pools and Accounts; 1992; Probus Publishing
“A Comparative Analysis of Portfolio Diversification Criteria”, Proceedings of the Fourth Annual Convention of the Pennsylvania Association, May 1989
“A Stochastic Dominance Approach to Portfolio Diversification”; Proceedings of the Fourth Annual Convention of the Pennsylvania Association, May 1988
“Risk Controlled Portfolio Models”; Research Series, 1988, Center for the Study of Futures Markets, Columbia University
“New Perspectives on Portfolio Risk Management” Paper presented at the 10th Annual MAR Conference on Futures Money Management, January, 1989; Scottsdale, Arizona
“The Future of Asset Management” Keynote Speaker, 2nd Annual MAR Conference on Global Finance, Singapore, 1993
“Managed Futures – The Current State of the Industry and a Look Ahead”; Presentation at the Managed Funds Association Forum 2003, Chicago. Also published in the MFA Reporter, September, 2003