Mr. Roger Young
Young Asset Adviser, Inc.
PO Box 300627
Denver CO, 80203
Seasoned investment professional highly experienced in public/private capital markets, asset allocation, risk analysis and governance issues. Experienced NASD Arbitrator.
BIO / Resume / CV:
Summary of Qualifications ________________________________________ Seasoned investment professional with an extensive track record managing multi-million and multi-billion dollar portfolios for clients with diverse risk spectrums. Started and managed a mutual fund that was ultimately designated a Morningstar Five Star fund and was named an Institutional Investor Magazine all-star analyst. Highly experienced in public/private capital markets, alternative asset investing, asset allocation, investment strategy, risk analysis and governance issues. Experienced NASD Arbitrator. Professional Experience ________________________________________ Kenneth King Foundation Denver, Colorado Present Consultant $50 million asset portfolio Finance, accounting and grant evaluation President Portfolio management of public and private securities for High Net Worth individuals Manage absolute return partnership Consultant to public and private companies Public Employees Retirement Association of Colorado Denver, Colorado 2001 -2002 Director of Equities Managed $12 billion - 8 active, 5 passive/active portfolios, each exceeding market benchmarks Coordinated and managed 9 professional staff members Served as a member of the 401K Investment Committee-outside manager monitoring/selection Chaired the staff committee which rewrote PERAs Investment Philosophy unanimously adapted by the board Managed $3 million budget Established and chaired Investment Strategy Committee Provided services, information and analysis to investment executives Developed familiarity with a variety of analytical and investment software and databases 1993 - 2000 President Portfolio management of public and private securities for High Net Worth individuals Director, consultant to private and public companies Served on the Investment Committee for Noram Small Cap Fund, Ltd. Transamerica Funds Houston, Texas 1982 - 1992 Managing Director Portfolio Manager of pension and profit sharing plans Started up and managed Transamerica Capital Appreciation Fund became Five Star MorningStar mutual fund Developed and executed new business presentations Participated in all forms of client services Member of Venture Capital Commitment Committee Equitable Life New York, New York 1978 - 1981 Portfolio Manager specialized pooled pension account: Tangible Asset Account #11 Analyst - Oil, coal, metals Trained and supervised analysts covering the following industries: paper, forest products, oil services, engineering and construction, chemicals, natural gas pipelines Dean Witter/Reynolds Securities/ Baker Weeks - New York, New York 1973 - 1977 Analyst Metals, oil services, coal and fertilizer Expanded industry analytical coverage President - Metals Splinter Group of the NYSSA Smith Barney New York, New York 1969 - 1972 Analyst Steel, iron ore, oil services Named All Star Analyst in metals by Institutional Investor Magazine Learned fundamental kick the tires securities analysis Professional Designations ________________________________________ Chartered Financial Analyst (#4255) Chartered Investment Counselor National Association of Securities Dealers (NASD) Arbitrator (A32771) Education ________________________________________ Michigan State University 1969 East Lansing, Michigan M.B.A. Finance Thunderbird American Graduate School of International Management 1968 Phoenix, Arizona Bachelor of Foreign Trade (Honors), Language Spanish University of Pennsylvania, Wharton School 1967 Philadelphia, Pennsylvania B.S. Economics, Major Industrial Management
Stocks Bonds Risk Analysis Suitability Venture Capital Asset Allocation Nasd Arbitrator Portfolio Structure