Qualifications:
EW #738 's expertise covers virtually all areas related to investments in stocks, options, fixed income, mutual funds, derivatives, insurance products, futures, etc.He has been a manager and an investment consultant with over fourty years of experience in the securities and derivatives industry.

Career History and Accomplishments: 

Financial Corp. Nov 2003-Present

Investment Consultant primarily to a large Institutional Account, providing advise on technical analysis of market indices and individual securities

Securities & Investment Planning Co. Jan. 2002-Nov 2003

Investment Consultant primarily to a large Institutional Account, providing advise on technical analysis of market indices and individual securities.

Field Logan & Co., LLC Dec. 1997-Dec. 2001 President

A full service broker/dealer, member of NASD, MSRB and SIPC. Responsible for recruiting and managing brokers; supervising trading in customers' accounts; developing a trading platform; selecting investment products to be offered by brokers to their clients; managing the firm's finances in accordance with Regulatory Agencies' requirements.  Investments included stocks, bonds, mutual funds, annuities, options, etc.

Beckman Investment Securities Apr. 1997-Nov. 1997 President

Responsible for recruiting and managing brokers; supervising customers' accounts; selecting investment products to be offered by brokers to their clients. Investments included stocks, bonds, mutual funds, annuities, options, etc.

Wells Fargo Securities (WFSI), a Subsidiary of Wells Fargo & Co. 1994-1997 Senior Vice-President and Managing Director .

- Member of the Senior Management Team of Wells Fargo’s Savings and Investment Group and Wells Fargo Securities. Participated in             strategy and development of new products.
- Investments included stocks, bonds, mutual funds, annuities, options, etc.
- Responsible for the management of the full-service brokerage unit; two offices, San Francisco and Los Angeles, with a total staff of approximately 30 people.
- Responsible for managing Capital Investment Accounts, a very profitable Wells Fargo Bank Dealer, brokering CDs, treasuries and CP primarily to institutions for their cash management needs.
- Managed the Training Department for full-service and branch brokers.
- Developed an automated full-service brokerage unit and oversaw the automation project of branch investment sales offices.
- Introduced new financial products to help brokers in managing clients' accounts.

California Securities Corp. 1981-1994 Owner and Manager

· Managed full-service brokerage firm, with four branches in the San Francisco Bay area.
- Investments included stocks, bonds, mutual funds, options, futures, etc.
- Responsible for opening accounts; executing transactions in compliance with Regulatory Agencies' Rules; managing the firm's finances as required by Federal and State Agencies.
- Developed unique uses of Chaos Theory and Artificial Intelligence (with particular emphasis on Neural Networks) to aid in technical analysis of market trends.

Bache Halsey Stuart (now Prudential Securities) 1966-1981 Vice-President, Sales

- Handled both individual and institutional accounts. Investments included stocks, bonds, mutual funds, options, futures, etc.

Licenses ( past ):
NASD Series 3, 4, 7, 24, 28, 52, 53, 63, 65 licenses (CRD# 374093).
California Life and Disability license.

Education:
Polytechnic Institute of Rome (Italy). Advanced degree (“Master” equivalent) in Chemical Engineering. Graduated with highest honors.

University of California (Berkeley). Business and Management Courses

New York Institute of Finance. Investment Courses

Computer Programming and Software Courses.
Wrote computer programs in Fortran and C++.

Additional Information:
Languages: Fluent in Italian, knowledge of German, French and Spanish.




FEE SCHEDULE

Expert Designation Fee: (amount charged to use expert's name, applied to case):$2000

Retainer Policy: (usually applied toward the last invoice): $4000

Non-Testimonial: (consulting/analysis): $400-minimum of 10 hrs.

Testimonial: (Deposition and in Court): $500 minimum 4 hrs.

Travel Policy (rates): $300

Misc. (Expenses and other Costs): Travel by car: $.50/mi., other expense: at cost