30 years expertise in most facets of investor / broker relations, specialized expertise in derivative instruments - options, commodities, futures, clearance procedures, and margin call policies.

Experienced witness. Series 7, 8 (9-10), 24. OSJ since 1985. Wirehouse, bank, and independent BD experience. Retail brokerage expertise.

Steve Burgess, an expert witness life insurance specialist and annuity expert, has over 18 years of experience in the life insurance and annuity industry. Steve has represented both Plaintiffs and Defendants (agents, insurers and buyers) in cases involving life insurance suitability, misrepresentation, fraud, supervision and other issues. He has held the positions of Sales Manager, Associate Regional Director and Regional Director for a major life insurance company. His brokerage firm processes over 200 life insurance applications each year. He is personally involved in the oversight of product disclosure, life insurance sales practices and underwriting. This extensive background has made him a reputable annuity expert witness and life insurance expert in all issues related to life insurance and annuities.

While in New York I had an extensive background with Merrill Lynch; compliance experience, arbitration experience with knowledge of securities, annuities, arbitration, and much more.  My group of expert witnesses, mostly retired Merrill Lynch attorneys and line managers, in addition to myself, offer case preparation and expert testimony in almost all areas of the securities industry. In addition, many of our experts are arbitrators themselves. We also possess annuity and life insurance expertise which is unique to testimony candidates. Analytics can be provided by Secure Financial Services. We will work with either claimant/respondent in case preparation and testimony.  Extensive background with Merrill Lynch; compliance experience, arbitration experience with knowledge of securities, annuities, arbitration, and much more.

Expert Witness/Consultant in litigation and arbitration involving securities, life insurance and annuities.  311 arbitrations since 1990 before the NASD, FINRA, AAA, NYSE, JAMS, PSE and 75 mediations.  He has qualified and has testified as a Securities Industry Expert Witness before both Federal and State Courts in CA.

Expert witness in cases involving breach of fiduciary duty; I am often consulted in NASD securities arbitrations, trust, probate, ERISA pension plans, 401k's and non-profit litigation.

Structured Settlement Consultant, Registered Settlement Planner

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30 years experience Disability insurance: underwriting, claims, standards & practices, customer service. Litigation consultant and expert witness.

Over 20 years in financial services with an emphasis on Broker/Dealer sales force recruitment and management. Extensive deposition experience.