Financial Market Regulation Experts Node Search

Financial Market Regulation Expert Witnesses Resumes:

Expert witness testimony for consumers, litigators, and regulators involved in insurance market conduct and sales issues.
Expert Witness/Consultant in litigation and arbitration involving securities, life insurance and annuities.  311 arbitrations since 1990 before the NASD, FINRA, AAA, NYSE, JAMS, PSE and 75 mediations.  He has qualified and has testified as a Securities Industry Expert Witness before both Federal and State Courts in CA.
Litigation and regulatory support for telecommunications. QSI's industry experts include: economists, financial modelers, engineers, CPAs, and marketing and product development experts.
Experienced expert witness for litigation on marketing, business methods, financial analysis, regulatory compliance, public policy, internet and communications engineering and technology
Expert witness testimony involving investment advice and investment transactions in relation to judicial review proceedings and professional indemnity claims.
Thirty years experience in all phases of bank operations and regulations. Advanced degree.
44 years experience in securities investments.
TELECOM REGULATORY SPECIALIST testified 35+ times, served as a federal Telecommunications Act arbitrator of interconnection disputes, proposed rules and policies adopted by regulators.
EW #14339 provides the aviation industry with information, tools, & resources to facilitate effective planning, development, management, operation, and marketing in pursuit of accomplishing goals & objectives.
Professional financial services executive and consultant with extensive loan, operations, project, risk management, sales and management experience. Loan experience includes commercial lending, consumer credit, credit card and mortgage lending.

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