Mutual Funds Experts Node Search
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Mutual Funds Expert Witnesses Resumes:
Experienced witness. Series 7, 8 (9-10), 24. OSJ since 1985. Wirehouse, bank, and independent BD experience. Retail brokerage expertise.
Forensic economics, finance, antitrust, statistics. Corporate business practices. Securities, futures. Mutual, Hedge and Managed Futures Funds. Strong academic credentials, extensive experience.
21 years of investment experience in investment advice,portfolio management,evaluating individual securities and mutual funds also experience as a manager.
Served as financial advisor to publicly held corporations. Assessed valuations of 2,241 $1 billion public corporations, including Barclays Bank, Panasonic, and Nintendo.
Mr. Onefater has worked in the investment management industry his entire career in various roles including as a Chief Executive Officer, Chief Financial Officer and a Chief Operating Officer for a $19 billion investment management firm, and as a National Hedge Fund Director and Partner of a “Big” 4 Professional Services Firm in New York. He was also the Chairman of the Board of a proprietary mutual fund family. Mr. Onefater and Constellation Investment Consulting Corp. consults primarily to the investment management industry with a particular focus on investment advisors, mutual funds and alternative investment products including hedge funds and private equity funds, and service providers to the industry including fund administrators, custodians, prime brokers and other industry stakeholders.
Former Principal and Compliance officer; Arbitration panel member, chair, and witness; former Chair NASD District 3 DBCC; Investigative, Analytical, and Writing skills. P&L Analysis/Illustrations.
With over 25 years at Merrill Lynch as an FA, branch office & district manager, & FVP of the Office of Investment Performance, his expertise, credibility, and knowledge is second to none.
Expert Witness/Consultant in litigation and arbitration involving securities, life insurance and annuities. 311 arbitrations since 1990 before the NASD, FINRA, AAA, NYSE, JAMS, PSE and 75 mediations. He has qualified and has testified as a Securities Industry Expert Witness before both Federal and State Courts in CA.
While in New York I had an extensive background with Merrill Lynch; compliance experience, arbitration experience with knowledge of securities, annuities, arbitration, and much more. My group of expert witnesses, mostly retired Merrill Lynch attorneys and line managers, in addition to myself, offer case preparation and expert testimony in almost all areas of the securities industry. In addition, many of our experts are arbitrators themselves. We also possess annuity and life insurance expertise which is unique to testimony candidates. Analytics can be provided by Secure Financial Services. We will work with either claimant/respondent in case preparation and testimony. Extensive background with Merrill Lynch; compliance experience, arbitration experience with knowledge of securities, annuities, arbitration, and much more.
Securities, Futures, Derivatives Expert Witnesses. 20+ yrs as consultants in investment and trading litigation. Broker/customer disputes-stocks and bonds, options, commodity futures, currency trading.
Expert witness in cases involving breach of fiduciary duty; I am often consulted in NASD securities arbitrations, trust, probate, ERISA pension plans, 401k's and non-profit litigation.
With over 20 years experience, Chris McConville is a credit expert/educator on the topics of credit scoring, credit reporting, FCRA, FDCPA, FACTA, Identity Theft, FICO scoring, dispute process, underwriting and credit related damages. Chris has reviewed over 15,000 tri-merged credit reports with consumers and has funded over 2000 mortgages. No geographical restrictions.
A former Chief Compliance Officer and an Expert in Canadian Securities Industry litigation, arbitration and disputes. Services include litigation support, expert reports and numbers arbitration.
Seasoned investment professional highly experienced in public/private capital markets, asset allocation, risk analysis and governance issues. Experienced NASD Arbitrator.
The firm provides economic and investment management consulting, economic damage assessment and litigation support on cases involving: investment management fees and practices; tax shelters; securities and investment-related damages; investment performance and suitability; event studies; asset allocation analysis and options; derivatives and swap valuation.
EW #1336 is the author of more than 20 best-selling books on stocks and investing, and he specializes in broker-client relationships, securities, corporate financial analysis, and related investment issues.
Steve Burgess, an expert witness life insurance specialist and annuity expert, has over 18 years of experience in the life insurance and annuity industry. Steve has represented both Plaintiffs and Defendants (agents, insurers and buyers) in cases involving life insurance suitability, misrepresentation, fraud, supervision and other issues. He has held the positions of Sales Manager, Associate Regional Director and Regional Director for a major life insurance company. His brokerage firm processes over 200 life insurance applications each year. He is personally involved in the oversight of product disclosure, life insurance sales practices and underwriting. This extensive background has made him a reputable annuity expert witness and life insurance expert in all issues related to life insurance and annuities.
Over 20 years in financial services with an emphasis on Broker/Dealer sales force recruitment and management. Extensive deposition experience.
EW #3995 combines a strong economics and risk analysis background with many years of experience in economic, litigation and management consulting. Life insurance, Antitrust, Healthcare, Health Insurance
National Agency. Professional investigations with emphasis upon accuracy, detail and expedience.
40 years combined Securities Industry Experience, Litigation Consulting, Expert Witness Testimony, critical Initial Account Analysis,Comprehensive Damage Analysis; Fraud, Supervision...
EW #2720 has over 33 years securities industry experience. Suitability, due diligence and disclosure issues, selling away, fiduciary responsibilities, standard of care, fraud, partnerships, supervision and compliance and damage calculations.
Professional trader, broker and investor for 15 years.
30+ years of commercial/residential real estate lending experience in major southwest US markets. 10+ years of management experience in a commercial banking environment. Expert in underwriting, documentation and administration of real estate portfolios. Expert in early detection and work out of problem assets, loss mitigation, bankruptcy, OREO. Extensive lending experience with local, regional and national home builders. Excellent business development, negotiation, credit analysis and presentation skills. Ability to create high yielding production offices and build efficient, productive and cohesive teams.
Economist providing economic analysis and economic damages testimony in personal injury, wrongful death, termination, discharge, business valuation, pension valuation, and divorce cases involving economic litigation.
Mr. Schulz is a securities consultant and expert witness working for both claimants and the brokerage industry. He has testified regularly as an expert in federal and state courts, as well as in arbitrations before the National Association of Securities Dealers (NASD/FINRA), the New York Stock Exchange (NYSE), and the American Arbitration Association (AAA).
Cypress provides litigation consulting and expert testimony on complex litigation involving securities, transactional, valuation and other investment banking related issues.
A health economist with wide ranging background in antitrust, technology assessment, cost-effectiveness analysis and other issues.
Forty years designing and implementing telecommunications and computer technology for Wall St. and domestic & foreign banks.
EW #13672 has 20+ years as a securities analyst / portfolio manager and a background in investment banking and accounting. Cases: investment suitability, stock fraud, research fraud, etc.
Providing expert witness services in many areas of the horse industry, behavior, safety, management, riding and training.
Provides process engineering services for the metallurgical, chemical, wastewater, and energy fields. Process economics of new technology ventures. Conducts root cause investigations. Experienced in all aspects of process/project management especially those involving inorganic chemicals and nonferrous metals in a process or an environmental setting. Proficient in moving from concept to reality in technology and business. Strong investigative skills and proficient in root cause investigations in accidents involving metal failures or chemical reactions. Project engineering experience on projects up to $10 million; lead process engineering experience on projects up to $1 billion.
Dr. Nettleton has been a leader in the telecommunications industry for some 44 years, as an entrepreneur, corporate officer, international businessperson and consultant, engineer, educator, author, lecturer, researcher, and expert witness.