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| 44 years experience in securities investments.
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| EW #2720 has over 33 years securities industry experience. Suitability, due diligence and disclosure issues, selling away, fiduciary responsibilities, standard of care, fraud, partnerships, supervision and compliance and damage calculations....
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| 30+ years bank executive experience, plus 13 years litigation support consulting for plaintiff and defense in over 500 cases. No geographic restrictions.
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| Expert Witness / Consultant in litigation and arbitration involving securities, insurance, annuities and taxation.
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| A securities consultant and expert witness working for both claimants and the brokerage industry
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| EW #337 is currently registered as an Arbitrator with both the National Association of Securities Dealers and the National Futures Association.
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| EW #317 Financial and Economic Advisory in Texas is an experienced consulting firm specializing in finance, economics, valuation and feasibility analysis of professional service practices.
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| Former Principal and Compliance officer; Arbitration panel member, chair, and witness; former Chair NASD District 3 DBCC; Investigative, Analytical, and Writing skills. P&L Analysis/Illustrations.
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| Nationally recognized Certified Financial Planner
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| Investment professional with over thirty (30) years experience serves attorneys as a consultant and expert witness for securities cases, representing Claimants and Respondents.
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| 30 years expertise in most facets of investor / broker relations, specialized expertise in derivative instruments - options, commodities, futures, clearance procedures, and margin call policies.
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| EW #3214 is an expert in all securities related transactions
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| 30 years expertise and experience in the financial management and control of small to medium-sized enterprises; combined with training and 15 years experience in dispute resolution.
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| 38 years legal malpractice lawyer servicing clients with all legal problems.
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| Twenty-nine years of diversified financial experience.
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| A former Chief Compliance Officer and an Expert in Canadian Securities Industry litigation, arbitration and disputes. Services include litigation support, expert reports and numbers arbitration.
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| Forestry , Valuation and Environment
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| Over 20 years in financial services with an emphasis on Broker/Dealer sales force recruitment and management. Extensive deposition experience.
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| Hospitality & Timesharing Expert/30+ years experience/highly credible in real estate development, feasibility, business valuation, income loss issues.
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| Expert preparation of work product and exhibit ready documents, such as trading P & L, churning analysis, matched trade analysis. Flat fee or hourly rate plus reimbursable expenses
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| 23 years experience of end-to-end design, development and testing of systems, signals and algorithms.
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| Mechanical and marine engineer-underwater equipment/materials, fiber optics, high-tension cables, machine design, theme park equipment/amusement rides, elastomers, fracture mechanics concrete and rock
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| Experienced expert witness for litigation on marketing, business methods, financial analysis, regulatory compliance, public policy, internet and communications engineering and technology
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| CPA with over 35 years experience with litigation support matters
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| Looking for a registered investment expert?
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Find Registered Investment experts and consultants for Registered Investment litigation support at www.expertwitness.com. Available to be Registered Investment expert witnesses and provide Registered Investment forensic consulting in Registered Investment litigation, in addition prepare Registered Investment expert witness reports for use in deposition and/or in-court trial testimony.
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Categories To Find "Registered Investment" Experts:
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BANK COMPLIANCE |
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Compliance requirements are a series of directives established by United States federal government agencies that summarize hundreds of federal laws and regulations applicable to Federal assistance.
Bank regulations are a form of government regulation which subject banks to certain requirements, restrictions and guidelines, aiming to uphold the soundness and integrity of the financial system.
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
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BANKING |
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A bank is an institution that provides financial service, particularly taking deposits and extending credit.
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BANKING REGULATION |
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Bank regulations are a form of government regulation which subject banks to certain requirements, restrictions and guidelines, aiming to uphold the soundness and integrity of the financial system.
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
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CHECK KITING |
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Check kiting is any sort of fraud that involves drawing out money from a bank account that does not have sufficient funds to cover the check. It is typically achieved by taking advantage of the float, the time between the negotiation of the check and its clearance at the check-writer's bank. This fraud is also known as paper hanging and carries a heavier pejorative connotation. Before the passage of the Check Clearing for the 21st Century Act, when checks could take 3 or more days to clear, playing the float was fairly common practice in otherwise-honest low-income families who encountered emergencies right before payday.
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FOREX - FOREIGN CURRANCY TRADING |
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The foreign exchange (currency or forex) market exists wherever one currency is traded for another. It is by far the largest market in the world, in terms of cash value traded, and includes trading between large banks, central banks, currency speculators, multinational corporations, governments, and other financial markets and institutions. Retail traders (small speculators) are a small part of this market, and may only participate indirectly through brokers or banks.
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INTELLECTUAL PROPERTY - ANALYSIS |
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In law, intellectual property (IP) is a broad entitlement extending the concept of property beyond its materialist definitions to include information, ideas, and other intangible assets in their expressed form. Depending on jurisdiction, IP rights generally enable the holder to exercise exclusive rights over the the subject matter (or "work") of the IP using copyright, patent, trademark, industrial design right and similar legal protections. The term reinforces that such works are the product of the mind or intellect and that any rights may be protected at law in the same way as any other form of property.
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INTELLECTUAL PROPERTY - LICENSING |
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In law, intellectual property (IP) is a broad entitlement extending the concept of property beyond its materialist definitions to include information, ideas, and other intangible assets in their expressed form. Depending on jurisdiction, IP rights generally enable the holder to exercise exclusive rights over the the subject matter (or "work") of the IP using copyright, patent, trademark, industrial design right and similar legal protections. The term reinforces that such works are the product of the mind or intellect and that any rights may be protected at law in the same way as any other form of property.
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INVESTMENTS |
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Investment or investing1 is a term with several closely-related meanings in finance and economics, related to saving or deferring consumption. An asset is usually purchased, or equivalently a deposit is made in a bank, in hopes of getting a future return or interest from it. Literally, the word means the "action of putting something in to somewhere else" (perhaps originally related to a person's garment or 'vestment').
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MEDICAL |
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Medical - Having to do with or anything pertaining to Medical treatment, Medical Malpractice, Medical review, Medical Litigation.
Find MEDICAL experts and consultants for MEDICAL litigation support. Available to be MEDICAL expert witnesses and provide MEDICAL forensic consulting in MEDICAL litigation, in addition prepare MEDICAL expert witness reports for use in deposition and/or in-court trial testimony.
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MEDICAL DEVICES |
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A medical device is an instrument, apparatus, implement, machine, contrivance, implant, in vitro reagent, or other similar or related article, including a component part, or accessory which is:
recognized in the official National Formulary, or the United States Pharmacopoeia, or any supplement to them,
intended for use in the diagnosis of disease or other conditions, or in the cure, mitigation, treatment, or prevention of disease, in man or other animals, or
intended to affect the structure or any function of the body of man or other animals, and which does not achieve any of its primary intended purposes through chemical action within or on the body of man or other animals and which is not dependent upon being metabolized for the achievement of any of its primary intended purposes.
as defined by the US FDA.
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SECURITIES |
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Security is a type of transferable interest representing financial value. Traditionally, securities have been categorized into debt and equity securities, and between bearer and registered securities.
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SPORTS AGENT |
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A sports agent is a person who procures and negotiates employment and endorsement deals for an athlete. In turn the agent recives a commission that is usually between five and ten percent of the contract, although this figure varies. In addition, the agent often handles public relations matters for his or her client. In some large sport agencies such as IMG and Octagon, agents deal with all aspects of an athlete's finances, from investment to filing taxes.
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TRADEMARK INFRINGEMENT |
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Trademark infringement is a violation of the exclusive rights attaching to a registered trademark without the authorisation of the trademark owner or any licensees. Infringement may occur when one party, the infringer, uses a trademark which is identical or confusingly similar to a registered trademark owned by another party, in relation to products or services which are identical or similar to the products or services which the registration covers. An owner of a registered trademark may commence legal proceedings against a party which infringes its registration.
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TRADE SECRETS |
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A trade secret is a formula, practice, process, design, instrument, pattern, or compilation of information used by a business to obtain an advantage over competitors within the same industry or profession. In some jurisdictions, such secrets are referred to as "confidential information", while in others they are a subset or example of confidential information.
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Still can't find the expert you want?
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Try using a broader keyword search or browse our Category Directory.
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Registered Investment Experts Witnesses - Registered Investment Forensic Consultants.
Find Registered Investment experts and consultants for Registered Investment litigation support. Available to be Registered Investment expert witnesses and provide Registered Investment forensic consulting in Registered Investment litigation, in addition prepare Registered Investment expert witness reports for use in deposition and/or in-court trial testimony.
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