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Securities Compliance Experts Witnesses - Securities Compliance Forensic Consultants.

Find Securities Compliance experts and consultants for Securities Compliance litigation support. Available to be Securities Compliance expert witnesses and provide Securities Compliance forensic consulting in Securities Compliance litigation, in addition prepare Securities Compliance expert witness reports for use in deposition and/or in-court trial testimony.


Found   74   securities compliance Experts and Expert Witnesses.

Expert # 2,720   Securities Compliance Expert Woodstock, NY
EW #2720 has over 33 years securities industry experience. Suitability, due diligence and disclosure issues, selling away, fiduciary responsibilities, standard of care, fraud, partnerships, supervision and compliance and damage calculations....   
Expert # 7,235   Securities Compliance Expert Manchester, NH
Forensic Finance Investments/Securities   
Expert # 432   Securities Compliance Expert New York, NY
Extensive background with Merrill Lynch; compliance experience, arbitration experience with knowledge of securities, annuities, arbitration, and much more.   
Expert # 531   Securities Compliance Expert Los Angeles, CA
Expert Witness / Consultant in litigation and arbitration involving securities, insurance, annuities and taxation.   
Expert # 1,755   Securities Compliance Expert Macon, GA
Former trucking company owner, Corportate Executive (Sr. V.P. Risk Management Director of Safety / Compliance) provides valuable insight, analysis & expert testimony in most any trucking related case.   
Expert # 774   Securities Compliance Expert Southlake, TX
44 years experience in securities investments.   
Expert # 10,854   Securities Compliance Expert Chicago, IL
EW #10854 is an expert in IP litigation representing clients in telecommunications, insurance, and healthcare in the areas of intellectual property, service level agreements and systems integration.   
Expert # 738   Securities Compliance Expert Greenbrae, CA
40+ years experience in investments, stocks, options, derivatives, mutual funds and securities.   
Expert # 696   Securities Compliance Expert Oklahoma City, OK
Certified Fraud Examiner. Qualified to testify as an expert witness in Federal and State District Court.   
Expert # 10,654   Securities Compliance Expert Raleigh, NC
Consulting and forensic engineering services. Issues addressed include all aspects of the design, fabrication, production and operation of electrical and electronic devices and products.   
Expert # 519   Securities Compliance Expert Spanish Springs, NV
30+ years bank executive experience, plus 13 years litigation support consulting for plaintiff and defense in over 500 cases. No geographic restrictions.   
Expert # 16,208   Securities Compliance Expert Port Washington, NY
We provide online training programs that helps train Managers/Supervisors, create a safer workplace and ensure compliance with OSHA regulations and standards. We cater to many sectors including industrial, construction, manufacturing, and educational sectors; and offers a wide range of courses covering various topics including Human Resources, OSHA Outreach, HAZWOPER, OSHA Train-the-Trainer and Canada-specific safety training . Why waste time traveling and away from the job when you can train...   
Expert # 14,146   Securities Compliance Expert Windsor, Co
Expert in Underground Utility Locating and Excavation   
Expert # 10,154   Securities Compliance Expert Vancouver, WA
37 years in railroad operations, safety and government regulatory oversite. Expert witness, accident investigator, and DOT hazmat regulations specialist. Accident investigations.   
Expert # 13,689   Securities Compliance Expert Billings, Montana
Standards of care and custom practices of truck drivers and motor carriers. Over 35 years experience truck driver, safety supervisor, truck driver school operator, Testified in many states.   
Expert # 826   Securities Compliance Expert Navarre, FL
Worked with approximately 40 law firms in approximately 20 states in the areas of the trucking industry.   
Expert # 6,374   Securities Compliance Expert Toronto, Ontario
A former Chief Compliance Officer and an Expert in Canadian Securities Industry litigation, arbitration and disputes. Services include litigation support, expert reports and numbers arbitration.   
Expert # 16,302   Securities Compliance Expert Irvine, CA
Expert Witness and Litigation Services are a major focus of MCS Associates, a nationally recognized consulting group that has provided management, operational and regulatory consulting services to financial institutions, insurance companies and regulatory agencies as well as real-estate and financial services organizations nationwide for over 30 years. We perform expert witness assignments throughout the United States and the firm’s clients include several hundred leading law firms around the...   
Expert # 9,714   Securities Compliance Expert Peoria, AZ
Former Principal and Compliance officer; Arbitration panel member, chair, and witness; former Chair NASD District 3 DBCC; Investigative, Analytical, and Writing skills. P&L Analysis/Illustrations.   
Expert # 13,294   Securities Compliance Expert Philadelphia, PA
Data protection, recovery and analisys expert   
Expert # 3,214   Securities Compliance Expert Manchester, New Hampshire
EW #3214 is an expert in all securities related transactions   
Expert # 12,195   Securities Compliance Expert Newport Beach, CA
Services include design/implementation of HR Management systems; Due Diligence; Asset Location/Preservation/Recovery; Factual Employment Screening; Expert Testimony in fraud issues.   
Expert # 242   Securities Compliance Expert Alpharetta, GA
Consultant and Expert Witness in matters relating to Securities Industry issues, especially in the area of Compliance.   
Expert # 13,868   Securities Compliance Expert Houston, TX
Board Certified in Security Management; Licensed; Masters Degree; Adjunct professor; Published author; Specializes in crime/foreseeability analysis, risk assessments, security design.   
Expert # 4,935   Securities Compliance Expert Princeton Junction, NJ
Expert preparation of work product and exhibit ready documents, such as trading P & L, churning analysis, matched trade analysis. Flat fee or hourly rate plus reimbursable expenses   
Expert # 52   Securities Compliance Expert Westcliffe, CO
A securities consultant and expert witness working for both claimants and the brokerage industry   
Expert # 11,014   Securities Compliance Expert Bedford, TX
Securities, Futures, Derivatives Expert Witnesses. 20+ yrs as consultants in investment and trading litigation. Broker/customer disputes-stocks and bonds, options, commodity futures, currency trading.   
Expert # 14,076   Securities Compliance Expert Bay Shore, New York
Expert in matters pertaining to investment research, equities, and securities.   
Expert # 555   Securities Compliance Expert Hayward, CA
They are experts in all facets of investor/broker relations with additional expertise in compliance, Asset Protection and securities arbitration.   
Expert # 10,434   Securities Compliance Expert Boca Raton, Fl
40 years combined Securities Industry Experience, Litigation Consulting, Expert Witness Testimony, critical Initial Account Analysis,Comprehensive Damage Analysis; Fraud, Supervision...   
Expert # 239   Securities Compliance Expert Tampa, FL
25 years experience in corporate security management, law enforcement and security consulting. He has also served as a detective with assignments in burglary, auto theft, and crimes against persons.   
Expert # 5,454   Securities Compliance Expert Belgravia, London
Research systems mispricing, system quality, interview developers ability, and testify on behalf of clients with a loss.   
Expert # 612   Securities Compliance Expert Mundelein, IL
30 years expertise in most facets of investor / broker relations, specialized expertise in derivative instruments - options, commodities, futures, clearance procedures, and margin call policies.   
Expert # 424   Securities Compliance Expert Scottsdale, AZ
Over 20 years in financial services with an emphasis on Broker/Dealer sales force recruitment and management. Extensive deposition experience.   
Expert # 5,354   Securities Compliance Expert cape canaveral, fl
21 years of investment experience in investment advice,portfolio management,evaluating individual securities and mutual funds also experience as a manager.   
Expert # 12,055   Securities Compliance Expert Torrance, CA
Dangerous Goods Transportation Training & Consulting. Worked on more than 135 cases - provided expert witness testimony, depositions, opinions including Grand Jury testimony.   
Expert # 12,057   Securities Compliance Expert Torrance, CA
Dangerous Goods Transportation Training & Consulting. Worked on more than 135 cases - provided expert witness testimony, depositions, opinions including Grand Jury testimony.   
Expert # 16,399   Securities Compliance Expert Marlboro, NJ
Mr. Onefater has worked in the investment management industry his entire career in various roles including as a Chief Executive Officer, Chief Financial Officer and a Chief Operating Officer for a $19 billion investment management firm, and as a National Hedge Fund Director and Partner of a “Big” 4 Professional Services Firm in New York. He was also the Chairman of the Board of a proprietary mutual fund family.

Mr. Onefater and Constellation Investment Consulting Corp. consults prima...
  
Expert # 3,494   Securities Compliance Expert Fredrick, OK
EW #3494 is a leading authority in field of aviation and various aspects of flight operations.   
Expert # 13,939   Securities Compliance Expert Derby, CT
EW #13939 Built upon nearly two decades of experiance, he is available to assist with your litigation needs related to firearms.   
Expert # 7,014   Securities Compliance Expert Mahomet, IL
20 yrs trucking safety. Former Vice President of Safety+ Recruiting, HR, Risk Management. Qualified expert in negligent entrustment and unloading cases in both State and Federal courts.   
Expert # 13,707   Securities Compliance Expert South Melbourne, Victoria
Ian has had over 15 years experience as a forensic fire and risk specialist. Ian has extensive experience in fire cause and origin investigation, risk modelling and building construction.   
Expert # 9,074   Securities Compliance Expert East Brunswick, New Jersey
IT Executive with over 20+ years Fortune 500 Experience in applications development, data center management, infrastructure management, project management, corporate governance   
Expert # 278   Securities Compliance Expert Sherman Oaks, CA
Attorney, broker and instructor with nearly 20 years of experience.   
Expert # 1,336   Securities Compliance Expert Minneapolis, MN
EW #1336 is the author of more than 20 best-selling books on stocks and investing, and he specializes in broker-client relationships, securities, corporate financial analysis, and related investment issues....   
Expert # 43   Securities Compliance Expert Van Nuys, CA
Over twenty-five years experience, Expert 43 has been involved in the establishment and upgrading of all types of helicopter landing facilities.   
Expert # 7,016   Securities Compliance Expert Mahomet, IL
Nationwide Expert Witness practice in trucking safety, DOT regulation interpretation, negligent entrustment, etc. 20+ years trucking safety and risk management experience.   
Expert # 199   Securities Compliance Expert Rockville, VA
Tank Storage EH&S Expert. 30 yrs Experience. 500 AST Tank Farm Terminals, Pipeline Stations, & Bulk Plants. Past ILTA, GATX, Bechtel. M.I.T. Purdue, U.S.C Grad. Plantiff & Defendent All Courts.   
Expert # 13,853   Securities Compliance Expert Woodland Hills,, CA & NH
Expert witness 20+yrs hands-on experience Construction/Cabinetry/Carpentry/Doors/Hardware. Manufacturer&installer custom cabinets/countertops/furniture/finish carpentry. Most settle before trial.   
Expert # 14,101   Securities Compliance Expert Houston, TX
Mortgage Broker and Banker Mortgage loan processing Mortgage Technology   
Expert # 14,014   Securities Compliance Expert Arlington, TX
Curt Lewis is President/Owner of Curt Lewis & Associates, LLC. The firm specializes in: Aviation Safety, Accident Investigation & Reconstruction,System Safety, & Airport and Aircraft Security.   
Expert # 6,294   Securities Compliance Expert Escondido, CA
Specialist in broadband and multimedia technology, products and networking for content management and distribution, and security systems for Internet, satellite, cable, wireless and broadcast.   
Expert # 5,814   Securities Compliance Expert Port Alberni, BC
I have led the implementation of International Accounting Standards since 1999 on behalf of USAID and the Asian Development Bank   
Expert # 13,979   Securities Compliance Expert Overland Park, KS
CPA with over 35 years experience with litigation support matters   
Expert # 13,924   Securities Compliance Expert North Bend, Washington
EW #13924 is a USCG Unlimited Master and Pilot for Southeast Alaska. He has over 20 years experience in the maritime industry.   
Expert # 13,824   Securities Compliance Expert Great Falls, VA
Over 22 years experience in providing consulting services for wireless systems, network optimizations, FCC regulatory matters and operational issues   
Expert # 150   Securities Compliance Expert Visalia, CA
Career law enforcement/private security professional with over twenty-five years of experience who has served at all levels in both the public and private sector.   
Expert # 2,657   Securities Compliance Expert Chicago, IL
EW #2657 is a Certified Public Accountant and Fraud Examiner specializing in internal investigations of fraud in all sizes of organizations. Expert witness in fraud, misrepresentation and Fiduciary Duty matters....   
Expert # 8,117   Securities Compliance Expert Graham, WA
Providing over 30 years of Experience and Training to the Commercial Transportation Industry   
Expert # 1,235   Securities Compliance Expert Auburn, CA
Veteran Sheriffs Captain, Jail Researcher, Corrections Trainer, Correctional Author, Offers Technical Assistance To Trial Lawyers On Adult & Juvenile Custody And Detention Cases. FREE CASE ASSESSMENT   
Expert # 14,104   Securities Compliance Expert Los Gatos, CA
Experienced expert witness for litigation on marketing, business methods, financial analysis, regulatory compliance, public policy, internet and communications engineering and technology   
Expert # 2,455   Securities Compliance Expert Waldorf, MD
29 years of experience investigating and reconstructing highway vehicle collisions, and has been directly involved in over 4000 collision investigations, collision analysis and collision reconstructions....   
Expert # 13,625   Securities Compliance Expert Sunnyvale, CA
TBD 123456   
Expert # 16,300   Securities Compliance Expert Toronto, ON
Practical and theoretical knowledge of Information Technology project governance best practice. Previous expert witness experience for government clients in Australia and Singapore as well as commercial clients in North America. Chaired a professional group to publish Practices in Information Managementfor the Canadian Institute of Management Consultants. Developed and taught a non-legal course on Contract Management for the University of Sydney (Australia). Developed a methodolgy and practi...   
Expert # 3,015   Securities Compliance Expert Las Vegas, NV
Experts in construction, accidents, dispute resolution, claims, scheduling, delays, defects, standards of care, estimating, OSHA investigations, and litigation support.   
Expert # 216   Securities Compliance Expert New York, NY
Accountability ***[Services]****' legal auditors have been designated as experts in numerous matters involving complex attorneys fee disputes.   
Expert # 13,916   Securities Compliance Expert Marietta, GA
EW #13916 is a software developer / website developer/consultant in Atlanta, Georgia with 12 years of experience developing database applications and 6 years of internet / website development.   
Expert # 14,548   Securities Compliance Expert Oregon City, OR
Specializing in fire investigation fire protection full scale fire testing safety issues expert testimony litigation support   
Expert # 13,691   Securities Compliance Expert Billings, Montana
EW #13691 is an expert in the standards of care and custom practices of truck drivers and motor carriers for over 35 years, and has testified in many states.   
Expert # 14,448   Securities Compliance Expert Bedford, TX
Over 20 years experience in/with Internet, Computers, Programming, Data Processing, Dating and Social Networking, Community Portals, Engineering, Business Development.   
Expert # 13,877   Securities Compliance Expert Redwood City, CA
A recognized expert in telecommunications, computer telephony and facsimile. 22 years of telecom product development, marketing, sales and service experience.