Found 20 stock broker Experts and Expert Witnesses.
|
 |
|
|
| 40+ years experience in investments, stocks, options, derivatives, mutual funds and securities.
|
|
|
|
| 44 years experience in securities investments.
|
|
|
|
| Extensive background with Merrill Lynch; compliance experience, arbitration experience with knowledge of securities, annuities, arbitration, and much more.
|
|
|
|
| EW #2720 has over 33 years securities industry experience. Suitability, due diligence and disclosure issues, selling away, fiduciary responsibilities, standard of care, fraud, partnerships, supervision and compliance and damage calculations....
|
|
|
|
| Forensic Finance
Investments/Securities
|
|
|
|
| EW #1336 is the author of more than 20 best-selling books on stocks and investing, and he specializes in broker-client relationships, securities, corporate financial analysis, and related investment issues....
|
|
|
|
| A securities consultant and expert witness working for both claimants and the brokerage industry
|
|
|
|
| Professional trader, broker and investor for 15 years.
|
|
|
|
| 25 years expertience in marina management, development, design, feasibility, financial proformance, due diligence, expert witness
|
|
|
|
| Consultant and Expert Witness in matters relating to Securities Industry issues, especially in the area of Compliance.
|
|
|
|
| EW #337 is currently registered as an Arbitrator with both the National Association of Securities Dealers and the National Futures Association.
|
|
|
|
| 18 years of consulting experience with computer accounting systems, data analysis, modifications and special reports. Former Corporate controller. Retired FAA Air Traffic Controller
|
|
|
|
| Securities, Futures, Derivatives Expert Witnesses. 20+ yrs as consultants in investment and trading litigation. Broker/customer disputes-stocks and bonds, options, commodity futures, currency trading.
|
|
|
|
| Over 20 years in financial services with an emphasis on Broker/Dealer sales force recruitment and management. Extensive deposition experience.
|
|
|
|
| Former Principal and Compliance officer; Arbitration panel member, chair, and witness; former Chair NASD District 3 DBCC; Investigative, Analytical, and Writing skills. P&L Analysis/Illustrations.
|
|
|
|
| EW #2718 is a global expert in derivatives exchanges, including their associated technology. This includes cases involving securities activities, securities fraud, broker and trade litigation.
|
|
|
|
| 30 years expertise in most facets of investor / broker relations, specialized expertise in derivative instruments - options, commodities, futures, clearance procedures, and margin call policies.
|
|
|
|
| 40 years combined Securities Industry Experience, Litigation Consulting, Expert Witness Testimony, critical Initial Account Analysis,Comprehensive Damage Analysis; Fraud, Supervision...
|
|
|
|
| EW #13672 has 20+ years as a securities analyst / portfolio manager and a background in investment banking and accounting. Cases: investment suitability, stock fraud, research fraud, etc.
|
|
|
|
| Looking for a stock broker expert?
|
|
|
Find Stock Broker experts and consultants for Stock Broker litigation support at www.expertwitness.com. Available to be Stock Broker expert witnesses and provide Stock Broker forensic consulting in Stock Broker litigation, in addition prepare Stock Broker expert witness reports for use in deposition and/or in-court trial testimony.
|
Categories To Find "Stock Broker" Experts:
|
ARBITRATION / MEDIATION |
|
Arbitration is a form of mediation or conciliation, where the mediating party is given power by the disputant parties to settle the dispute by making a finding. In practice arbitration is generally used as a substitute for judicial systems, particularly when the judicial processes are viewed as too slow, expensive or biased. Arbitration is also used by communities which lack formal law, as a substitute for formal law.
Mediation consists of a process of alternative dispute resolution in which a (generally) neutral third party, the mediator, using appropriate techniques, assists two or more parties to help them negotiate an agreement, with concrete effects, on a matter of common interest. More generally speaking, the term "mediation" covers any activity in which an impartial third party (often a professional) facilitates an agreement on any matter in the common interest of the parties involved.
|
AUCTIONS AND E-COMMERCE |
|
An auction is the process of buying and selling things by offering them up for bid, taking bids, and then selling the item to the highest bidder. Auctioning can be traced as far back as 500 B.C.[1] In economic theory, an auction is a method for determining the value of a commodity that has an undetermined or variable price. Auctions can be with reserve or minimum, or without minimums, or absolute or no reserve. In reserve auctions, there is a minimum bid or reserve price; if the bidding does not reach the minimum, there is no sale (but the person who puts the item up for auction may still owe a fee to the auctioneer or auction company). In absolute or no reserve auctions, the sale is guaranteed, with only the price left to be determined. In the context of auctions, a bid is an offered price.
|
BANK COMPLIANCE |
|
Compliance requirements are a series of directives established by United States federal government agencies that summarize hundreds of federal laws and regulations applicable to Federal assistance.
Bank regulations are a form of government regulation which subject banks to certain requirements, restrictions and guidelines, aiming to uphold the soundness and integrity of the financial system.
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
|
BANKING |
|
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
|
BANKING REGULATION |
|
Bank regulations are a form of government regulation which subject banks to certain requirements, restrictions and guidelines, aiming to uphold the soundness and integrity of the financial system.
A bank is an institution that provides financial service, particularly taking deposits and extending credit.
|
CHECK KITING |
|
Check kiting is any sort of fraud that involves drawing out money from a bank account that does not have sufficient funds to cover the check. It is typically achieved by taking advantage of the float, the time between the negotiation of the check and its clearance at the check-writer's bank. This fraud is also known as paper hanging and carries a heavier pejorative connotation. Before the passage of the Check Clearing for the 21st Century Act, when checks could take 3 or more days to clear, playing the float was fairly common practice in otherwise-honest low-income families who encountered emergencies right before payday.
|
COMMODITIES |
|
The word commodity is a term with distinct meanings in business and in Marxian political economy. For the former, it is a largely homogeneous product, whereas for the latter, it refers generically to wares offered for exchange.
Linguistically, the word commodity came into use in English in the 15th century, being derived from the French word "commodité" meaning "benefit, profit", similar in meaning to biens (goods). The Latin root meaning is commoditas, referring variously to the appropriate measure of something; a fitting state, time or condition; a good quality; efficaciousness or propriety; and advantage, or benefit. The German equivalent is die Ware, i.e. wares or goods offered for sale.
|
CONSUMER MARKETING |
|
Find CONSUMER MARKETING experts and consultants for CONSUMER MARKETING litigation support. Available to be CONSUMER MARKETING expert witnesses and provide CONSUMER MARKETING forensic consulting in CONSUMER MARKETING litigation, in addition prepare CONSUMER MARKETING expert witness reports for use in deposition and/or in-court trial testimony.
|
FOREX - FOREIGN CURRANCY TRADING |
|
The foreign exchange (currency or forex) market exists wherever one currency is traded for another. It is by far the largest market in the world, in terms of cash value traded, and includes trading between large banks, central banks, currency speculators, multinational corporations, governments, and other financial markets and institutions. Retail traders (small speculators) are a small part of this market, and may only participate indirectly through brokers or banks.
|
INVESTMENTS |
|
Investment or investing1 is a term with several closely-related meanings in finance and economics, related to saving or deferring consumption. An asset is usually purchased, or equivalently a deposit is made in a bank, in hopes of getting a future return or interest from it. Literally, the word means the "action of putting something in to somewhere else" (perhaps originally related to a person's garment or 'vestment').
|
MERGERS / ACQUISITIONS |
|
The phrase mergers and acquisitions or M&A refers to the aspect of corporate finance strategy and management dealing with the merging and acquiring of different companies as well as other assets. Usually mergers occur in a friendly setting where executives from the respective companies participate in a due diligence process to ensure a successful combination of all parts.
|
VENTURE CAPITAL |
|
Venture capital is capital provided by outside investors for financing of new, growing or struggling businesses. Venture capital investments generally are high risk investments but offer the potential for above average returns. A venture capitalist (VC) is a person who makes such investments. A venture capital fund is a pooled investment vehicle (often a partnership) that primarily invests the financial capital of third-party investors in enterprises that are too risky for the standard capital markets or bank loans.
|
|
Still can't find the expert you want?
|
Try using a broader keyword search or browse our Category Directory.
|
|
Stock Broker Experts Witnesses - Stock Broker Forensic Consultants.
Find Stock Broker experts and consultants for Stock Broker litigation support. Available to be Stock Broker expert witnesses and provide Stock Broker forensic consulting in Stock Broker litigation, in addition prepare Stock Broker expert witness reports for use in deposition and/or in-court trial testimony.
Find an Expert with
Stock Broker
|
|
